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05.22.2025 Raising Capital 101: A Securities Podcast

What are the Different Ways Securities Can Be Offered and Sold? (Part 2)

On this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James for the second half of our two-part series, to continue discussing different ways securities can be bought and sold, focusing on using broker dealers, registered investment advisors, placement agents and financial advisors.